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United States securities law
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#	Item
811	I 114TH CONGRESS 1ST SESSION H. R. 1090 Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2015-03-06 15:34:11 Investment Money 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Investment Advisor Finance Financial economics Business
812	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 16, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-16 16:18:06 SEC filings Financial regulation Government New Deal Securities Act Securities Exchange Act U.S. Securities and Exchange Commission Form 10-K Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
813	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 Admin. Proc. File No Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-04 12:27:49 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative Broker-dealer General Securities Principal Exam SEC Rule 10b-5 United States securities law Financial economics Financial system
814	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 27, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-27 09:24:14 73rd United States Congress Financial regulation Fair Fund Government United States Securities Act Securities Exchange Act Disgorgement U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Corporate crime
815	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-10 15:51:13 Financial economics Financial system Finance Financial services Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Registered representative United States securities law 73rd United States Congress United States Securities and Exchange Commission
816	The Best of NERA Audio Broadcast Add to Reading List Source URL: www.sechistorical.org Language: English - Date: 2014-04-27 21:11:38 U.S. Securities and Exchange Commission Davis Polk & Wardwell Center for Audit Quality Business Cravath Swaine & Moore Latham & Watkins Covington & Burling Sidley Austin Economy of the United States Financial markets Law Corporate crime
817	Microsoft Word - Complaint - Janus SpectrumFINAL.doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 13:35:27 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Spectrum management U.S. Securities and Exchange Commission Federal Communications Commission Financial regulation Public administration New Deal agencies United States securities law Government
818	DRAFT #6 (FALKNER) – APRIL 24, 2007 – 10:20 AM CDT Add to Reading List Source URL: www.digitalallyinc.com Language: English - Date: 2015-03-23 10:12:45 United States Securities and Exchange Commission New Deal Securities Act Form 10-K Financial regulation Economy of the United States United States United States securities law SEC filings 73rd United States Congress
819	INTERNATIONAL ARBITRATION AND LITIGATION IN THE MINING SECTOR International Arbitration As Counsel: A CANADIAN LEADER Add to Reading List Source URL: www.stikeman.com Language: English - Date: 2015-05-19 17:20:17 Baffinland Iron Mine Class action Centerra Gold United States securities law Newmont Mining Corporation Law Arbitration International arbitration
820	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION January 5, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-05 12:43:50 Brief Securities Exchange Act SEC filings Law Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission